A P P E N D I X III (i)
CHAPTER
3 - MEMBERSHIP
[Date]
[Address of Member]
Dear _________________
The Council of the Malta Stock Exchange, having considered your application for membership dated _______________ submitted in terms of Bye-law 3.00.02, hereby wishes to inform you that it has agreed in principle to grant membership to [name of firm]______________ _________.
Such membership will be granted and become operative once all relevant provisions contained within the Act, Statute and Bye-laws have been satisfied.
Yours
sincerely
_________________
Secretary
to Council
A P P E N D I X III (ii)
CHAPTER 3 - MEMBERSHIP
MEMBERSHIP OF
THE
The Council of the Malta Stock Exchange hereby grants Membership to ____________________________________________ (name of Member) of ________________________________________________________________________ [address of Member] for the purpose of the carrying out of the business of stockbroking on the Malta Stock Exchange as defined under the Investment Services Act [Cap370].
Signed on _____ [day] _______________ [month]
__________ [year].
____________________ ________________________
CHAIRMAN SECRETARY TO COUNCIL
Membership
No MSE/MTL/0_/0_
A P P E N D I X III (iii)
CHAPTER 3 - MEMBERSHIP
[Date]
[Address of Member]
Dear _________________
The Council of the Malta Stock Exchange, having considered your application to appoint _________________________ [name of trader], Identity Card No _____________ dated ____________ submitted in terms of Bye-law 3.00.02 / 3.00.05 hereby wishes to inform you that the Council has agreed in principle to authorise _________________________ [name of trader] to carry out the business of stockbroking as defined in the Investment Services Act [Cap. 370] on your behalf.
Such authority will be issued and become operative once all relevant provisions contained within the Act, Statute and Bye-laws have been satisfied.
Yours
sincerely
_________________
Secretary
to Council
A P P E N D I X III (iv)
CHAPTER 3 - MEMBERSHIP
AUTHORITY TO
APPOINT TRADER
The Council of the Malta Stock Exchange hereby grants authority as trader to __________________________ (name of trader), ___________ [identity card number] for the purpose of the carrying out of the business of stockbroking on the Malta Stock Exchange as defined under the Investment Services Act [Cap.370] on behalf of ______________________________________ [name of Member].
Signed on _____ [day] _______________ [month]
__________ [year].
____________________ ________________________
CHAIRMAN SECRETARY TO COUNCIL
Authority
No MSE/TL/0_/0_//MSE/MTL/0_/0_